SIE Exam Prep

The SIE exam is a relatively new exam which has replaced portions of other securities exams. This exam was created in an attempt to remove duplicate information that was on other securities exams. SIE exam prep courses are a great way to prepare for the exam. 

If you want to become a member of a stock brokerage or join FINRA itself, you will most likely need to take and pass the SIE exam. 

Use our reviews of the best SIE exam prep to find the right course for you based on budget, learning style, guarantees, and more. 

Summary: Find and compare the best SIE exam prep below.

Table of Contents

  1. Our Picks for Best SIE Exam Prep
  2. Comparison Table
  3. Who Needs SIE Exam Prep
  4. ExamFX
  5. Knopman Marks
  6. Achievable

Our Picks for Best SIE Review Courses

  • - Best Value

  • Bottom Line: One of the top providers for SIE prep materials. Tons of different offerings for students. They have something for everyone.
  • ExamFX SIE Prep Course
  • Rating:
  • Visit ExamFX
  • - Most Comprehensive

  • Bottom Line: Most comprehensive SIE prep course we looked at. Includes everything you need in the main SIE prep package.
  • Knopman Marks SIE Exam Prep
  • Rating:
  • Visit Knopman Marks

Best SIE Exam Prep Courses (2021)

scroll right on mobile to see entire table 

SIE Prep Courses ExamFX Knopman Marks Achievable
  ExamFX SIE Prep Knopman Marks SIE Exam Prep Achievable SIE Prep Course
Rating 
T-G Recommended

T-G Recommended
Pricing $99 - $210 $250 - $375 $74
Subscription Length 90 Days 365 Days 365 Days
Guarantee
Practice Exams
Video Lectures
Flashcards
Live Online Option
Instructor Support
Bundled Option
Summary Review Review Review
Learn More GO! GO! GO!

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Who Needs SIE Exam Prep?

Candidates who wish to join a brokerage firm or want to deal with various securities will need to take and pass the SIE exam. The SIE exam is the first securities exam you will take as it is the essential exam. 

After candidates take and pass the SIE, they will have the opportunity to take “top-off” exams. These include various exams like the series 7 and series 79. Think of these top-off exams as exams for specific occupations in the field of finance. 

SIE prep courses should be looked at as an investment into your future. There will be some up-front costs, but you will be compensated down the road when you pass the exam. 

Candidates should do everything they can to prepare for the SIE exam. There is nothing more frustrating than taking an exam, failing, and having to take it again. SIE exam prep will help you avoid this mistake.

Factors to Consider

  • Study discipline – if you routinely have trouble maintaining a study schedule, you’ll find that SIE exam prep is worth it. 
  • Improvement needed – take a free SIE practice test to see where you stand. If your score needs improvement, a SIE review course will be just what you need.
  • Need for motivation – if you need motivation, feedback and encouragement, a prep course with an instructor or online lectures is a great option. 
  • Budget – These courses are not cheap. Think of it as an investment in your future. Check out our best value option or some of the “lower end” options these providers offer.
  • Learning style – Every person learns best in different ways. Some courses may focus on practice questions and exams, while others may focus on lecture videos or textbooks. 

Benefits of SIE Prep Courses

  • Simulates actual test – the online exams included in most SIE review courses will simulate the actual test and help you become more familiar with the actual exam before you take it.
  • Comprehensive study plans – SIE exam prep courses will help you craft, and stick to, a customized study schedule that works for you.
  • Identify strengths and weaknesses – the best SIE courses offer advanced diagnostics to identify the topics you need to focus on.

Why SIE Prep Courses May Not Be Your Only Option

  • Expensive – the best SIE prep courses may be over $400.
  • Time-consuming – prep courses often require significant study/prep time.
  • DIY alternative - self-study using prep books may be a cost-effective alternative.

Bottom Line - If you want to pass your SIE exam the first time around, you should consider using an SIE prep course.

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SIE Exam Prep Reviews

ExamFX SIE Prep Course Review

ExamFX SIE Prep Course

  • Test-Guide Rating:  T-G Recommended
  • Price: $99 - $210

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ExamFX Summary

  • Price

  • Different pricing options. No matter your budget, you should be able to find something.
  • Content

  • Content varies depending on which package you choose. No print materials may be bad news for some.
  • Questions

  • The practice quizzes and simulated exams do a great job of preparing students for the actual exam.

ExamFX Pros and Cons

  • Pros

  • Number of options
  • Ability to bundle packages
  • Price
  • Cons

  • No print materials
  • -
  • -

ExamFX offers 3 main SIE prep courses. These courses range from $99 to $210. Each course has the same main core offerings but include more in-depth features as you go up in price.

Main Features

All 3 SIE prep courses offered by ExamFX include 90 days of access, an interactive learning portal, online exam simulations, practice exams, and instructor support. 

The interactive learning portal is where students will find all of their learning materials. Students will study various chapters and then take topic quizzes to test their knowledge. 

After studying various chapters and taking topic quizzes, students can then take a simulated exam to see how they do. This simulated exam will help students focus on what they need to review the most. 

At any point, students can reach out to an instructor for help or for clarification on a topic. All courses offered by ExamFX include a pass guarantee – if you do not pass your exam, they will refund the cost of the course.

Different Packages

Now that we know the main offerings that all of the packages include, lets take a look at how the packages differ. 

The starter package is the Self-Study Package and is available for $99.95. This package includes all of the features listed above, and that’s it. This is a great package for anyone who is self-motivated and can teach themselves the material. 

The middle package is the Video Study Package and is available for $139.95. This package includes all of the features listed above as well as on-demand video lectures and flashcards. The video lectures are great for individuals who are visual learners and like to be instructed when they learn. 

The final package is the Live Online Package and is available for $209.95. This package includes all of the features of the other two courses as well as live online training courses. The live online courses are a great way to learn in a classroom setting.

Integrated Packages

If students know that they will need to take a “top-off” exam after passing the SIE exam, they can bundle their prep materials together. 

ExamFX offers two popular bundle packages for students who will also be taking the series 6 or the series 7. Students can purchase the SIE+ Series 6 prep course starting at $189. Students can purchase the SIE+ Series 7 prep course starting at $249. 

Best features of ExamFX – Number of different offerings they provide. They have something for everyone.

ExamFX SIE Prep Course

Rating:

T-G Recommended

Bottom Line

One of the top providers for SIE prep materials. Tons of different offerings for students. They have something for everyone.

Visit ExamFX

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Knopman Marks SIE Prep Course Review

Knopman Marks SIE Exam Prep

  • Test-Guide Rating: T-G Recommended
  • Price: $250 - $275

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Knopman Marks Summary

  • Price

  • Little more expensive than other options but the main course includes everything you will need.
  • Content

  • 17+ hours of video lectures, textbooks and eBooks, and ability to download content offline.
  • Questions

  • Benchmark and practice exams will help prepare you for you SIE exam.

Knopman Marks Pros and Cons

  • Pros

  • Number of video lecture hours
  • Ability to bundle packages
  • Material available offline
  • Cons

  • No course guarantee
  • -
  • -

Knopman Marks offers two main options for students looking for SIE prep materials. The first option is their main SIE prep course, which is available for $250. The second option, which is available for $375, is the SIE prep course along with the SIE All Access Pass.

Main Features

Both options include the same main features – lets take a look at these features. Students will receive access to the courses until they pass (or 365 days), access to the training center, practice exams, textbook/eBook, digital flashcards, and 17 hours of video lectures. 

The training center is where students can access all of their learning content. Students will find study guides, videos, and more in their training centers. 

Students are given an easy-to-follow plan where they will be guided on what to study and steps to take to learn the material. This is a nice feature and helps save a ton of study time. 

Another cool feature is the ability to study offline. If you will not have access to internet, you can download materials ahead of time and study offline. A simple feature, but nice to have.

Different Packages

Like we said before, Knopman Marks offers two main packages – the $250 package and the $375 package. The $250 package includes all of the features listed above. 

The $375 package includes the SIE prep course and the SIE All Access Pass. The all-access pass will give students access to additional materials like a 60-minute on-boarding call to help students get familiar with the course, review sessions with instructors, and live online classes. 

The all-access pass is perfect for students who want some additional instruction from actual SIE instructors.

Integrated Packages

Just like ExamFX, students who plan on taking additional “top-off” exams can bundle their learning materials together. Students can pair the SIE prep course with other securities exam prep courses and have access to all of their materials at once. 

These bundled packages range from $325 to $495. These are a great option for students who want to do all of their studying at once. These options allow students to save a ton of money. 

Best features of Knopman Marks  – Comprehensive courses with a ton of features available in the main course.

Knopman Marks SIE Exam Prep

Rating:

T-G Recommended

Bottom Line

Most comprehensive SIE prep course we looked at. Includes everything you need in the main SIE prep package.

Visit Knopman Marks

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Achievable SIE Prep Course Review

Achievable SIE Prep Course

  • Test-Guide Rating:
  • Price: $74

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Achievable Summary

  • Price

  • Most affordable course we looked at.                                         
  • Content

  • Does not offer the same content options as the other SIE courses but still gets the job done with the online textbook.
  • Questions

  • 20 full-length practice tests. Over 2,000 practice questions.

Achievable Pros and Cons

  • Pros

  • Number of practice tests
  • Number of practice questions
  • Price
  • Cons

  • Not as much content as the other courses
  • -
  • -

Achievable has a really simple model – they offer 1 SIE prep course for $74. Students will get access to the course for 365 days. The course does not include as many features as the other courses we looked at, but definitely gets the job done. 

The course includes full-length practice exams, review quizzes, and an online textbook. The course gives students the essentials to do well on the SIE exam. Students will find the course is designed very well and it has a nice user interface. 

The online textbook covers all sections that will appear on the SIE and was written by their expert author who has 15+ years of experience. All study materials for this course are both desktop and mobile friendly. 

Students will be able to take 20+ full-length practice exams. All practice exams are weighted the same as the actual SIE exam so students will see the same proportion of questions on these practice exams as they will see on the actual exam. There are over 2,000 practice questions in this course.  

Best feature of Achievable  – Most affordable course.

Achievable SIE Prep Course

Rating:

 

Bottom Line

If you are looking to study on a budget, this is your course. Not a ton of features but will get the job done. Price cannot be beat.

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SIE Exam Prep FAQS

How long does it take to study for the SIE?

This question depends on who you ask. Some people will say 25-30 hours, while others will say 100+.

In general, you should prepare to study 40+ hours for the SIE exam. SIE prep courses are a great way to save time while studying.

What is the best way to study for the SIE exam?

One of the best ways to study for the SIE exam is by enrolling in a SIE prep course.

SIE prep courses will give you a detailed outline of what you need to study, which will help you save time.

SIE prep courses will also include practice exams and questions to help you learn the material.

Are SIE prep courses worth it?

SIE prep courses should be looked at as an investment in your future.

These courses will cost some money upfront, but will pay for themselves when you become licensed and get into your career.

Last update: 2/10/2021