SIE Information
The SIE exam is an entry level exam for individuals looking to enter the financial services industry. The exam covers many topics and is grouped into 4 main categories on the exam:
- Capital Markets
- Understanding Products and Risks
- Trading, Customer Accounts, and Prohibited Activities
- Regulatory Framework
The SIE exam was created to help remove duplicate content that was on other finance exams. Candidates no longer have to be associated with a financial firm to take the SIE exam, which is a big plus for many candidates.
Once you take and pass the SIE exam, you will be able to take other "top-off" exams such as the series 7 exam.
About Test-Guide
Test-Guide.com was founded by a group of educators with a passion for preparing students to succeed on their exams. [About Us]