The SIE Exam is one of the best ways to distinguish yourself from your peers if you want to jump into the financial services sector. SIE practice exams are a great way to study for the actual exam.
Whether you want to become a member of a stock brokerage firm or join FINRA itself, you’ll likely need to take the SIE exam and score well to make it in this competitive professional market.
Our guide to the SIE exam will go over eveything that is on the exam as well as provide some SIE practice exams to help you study.
The Series 7 Exam, also referred to as the General Securities Representative Exam (GSRE), is a test administered by the Financial Industry Regulatory Authority (FINRA).
Once passed, the Series 7 Exam licenses the test taker to sell securities products. Stockbrokers need to pass the exam to trade. Make sure you are ready for the exam by taking one of the Series 7 practice exams below.
The exam focuses on things like investment risk, equity, taxation, retirement plans, and more.
It’s considered to be an introductory-level exam (not nearly as hard as the CFA Exam), as it is used to test the candidate’s basic knowledge of industry concepts that are critical to working in the financial sector.
The Series 6 exam is taken by individuals working in the financial and insurance industries who are looking to sell securities or other types of funds. Prepare for this exam with our Series 6 practice exams below.
By passing the Series 6 exam, you’ll receive a license that compliments what you’re allowed to offer clients.
In short, if you want to sell products in the financial and insurance industries, then you are required to pass this exam.
Prepare for the SIE exam with one of the best SIE exam prep courses below. Ensure you pass the first time around.
The SIE exam is relatively new - it has replaced portions of other securities exams. The SIE was created to remove duplicate information that other securities exams tested candidates on.
If you want to become a member of a stock brokerage, you will most likely need to pass the SIE exam.
Use our reviews of the best SIE exam prep courses to find the best option for you.