Securities Exams

Securities Exams

Utilize our free test prep materials to pass your securities exams the first time around. Free practice tests, study resources, and more.

FREE SIE Practice Exams

FREE Series 7 Practice Exams

SIE Exam Prep

The SIE exam is a relatively new exam which has replaced portions of other securities exams. This exam was created in an attempt to remove duplicate information that was on other securities exams. SIE exam prep courses are a great way to prepare for the exam. 

If you want to become a member of a stock brokerage or join FINRA itself, you will most likely need to take and pass the SIE exam. 

Use our reviews of the best SIE exam prep to find the right course for you based on budget, learning style, guarantees, and more. 

Series 7 Practice Exam

The Series 7 Exam, also referred to as the General Securities Representative Exam (GSRE), is a test administered by the Financial Industry Regulatory Authority (FINRA).

Once passed, the Series 7 Exam licenses the test taker to sell securities products. Stockbrokers need to pass the exam to trade. Make sure you are ready for the exam by taking one of the Series 7 practice exams below.

The exam focuses on things like investment risk, equity, taxation, retirement plans, and more.

It’s considered to be an introductory-level exam (not nearly as hard as the CFA Exam), as it is used to test the candidate’s basic knowledge of industry concepts that are critical to working in the financial sector. 

SIE Practice Exam

The SIE Exam is one of the best ways to distinguish yourself from your peers if you want to jump into the financial services sector. SIE practice exams are a great way to study for the actual exam.

Whether you want to become a member of a stock brokerage firm or join FINRA itself, you’ll likely need to take the SIE exam and score well to make it in this competitive professional market.

Our guide to the SIE exam will go over eveything that is on the exam as well as provide some SIE practice exams to help you study.